Adecco is currently assisting a local client in their search to fill an Control Room Analyst job in Jacksonville, FL! Apply now if you meet the qualifications listed below!
Type: Fulltime (40 hours / week) contract
Length: 6 Months
Shift/Hours: 9A – 5P, plus overtime based on business need.
Control Room Analyst
Regulation, Compliance and Anti-Financial Crime (AFC) protect the integrity and reputation of client. They manage the Banks risks and help to avoid unintentional rule breaches and conflicts of interest. At the same time, they also advise us on ethical conduct and governance issues and keep our organization up-to-date on regulatory and political challenges.
The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective information barrier within the firm is a key component to the Departments success.
Compliance is seeking an Analyst within the Control Room function to monitor the integrity of the firms information barriers, depending on level of experience. The primary function of the role is to maintain client’s Watch and Restricted lists, assist the business identify and mitigate any potential conflicts of interest, review research reports to ensure compliance with applicable securities laws, facilitate wall crossings and provide advice and guidance on the handling of confidential and price sensitive information. The role will also require learning rules and regulations pertaining to business communications between research analysts and investment bankers, and conducting further monitoring of those interactions to ensure compliance.
The position will be based in Jacksonville, Florida.
Maintenance of the firms Watch and Restricted List
Evaluate and approve wall crossing requests
Review and clearance of Research for publication
Perform cross-divisional conflict checks and identify potential issues
Provide advice and guidance on legal, regulatory and compliance requirements as they relate to information barriers, conflicts of interest, offering rules, trade restrictions, and research
Assist in the development, review and testing of Control Room systems
Conduct ad-hoc projects
Monitor changes in securities regulations and implement or update applicable policies and procedures
Give advice and explanations regarding the above topics
Some weekend work may be required
You will have:
Bachelor’s degree required; JD also considered
The successful candidate will have 1-3 years of relevant industry exposure or professional experience.
Knowledge/background in investment banking products and application to the core Control Room functions, including confidential information, information barrier procedures and controls and insider trading rules
Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, equity/credit derivatives).
Understanding of basic securities laws relating to research and insider trading rules
You will be:
Analytical, process-oriented mindset
Strong attention to detail, coupled with strong problem solving skills
A pro-active, results-oriented approach with strong drive and initiative
Well-developed relationship-building skills, networking skills and communication/influencing skills
Communication skills including confidence in expressing business views tactfully
Ability to manage multiple, deadline-oriented tasks in a fast paced environment
Microsoft Office Suite, especially ability to understand and manipulate Excel worksheets
Team work skills
Why work for Adecco?
IMPORTANT: This Control Room Analyst job is being recruited for by Adecco’s National Recruitment Center, not your local Adecco Branch Office. To be considered for this position, you must use the “Apply with Adecco” button to submit your resume.
The Adecco Group is a global leader in HR services. Our group connects over 700,000 associates with our business clients each day through our 6,600 offices in over 70 countries and territories around the world. We offer employment opportunities at any stage in your professional career. Contact us today to discuss available contract and direct hire positions. Adecco Group provides one of the most comprehensive benefits packages in the industry to contract workers to include Holiday, 401(k), Insurance Benefit Plans
Equal Opportunity Employer Minorities/Women/Veterans/Disabled
Adecco will consider qualified applicants with arrest and conviction records for employment
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