Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You’ll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
RESPONSIBILITIES AND QUALIFICATIONS
Financial Crime Compliance is seeking an analyst/ associate with some prior brokerage or AML experience. The role would entail the investigation and analysis of wires, journals, trading and market data to detect suspicious behavior including insider trading, market manipulation, insider abuse, and various other types of financial crime. OUR IMPACT Our division interprets regulatory requirements to ensure the firm is in compliance and determines how to appropriately pursue global market opportunities. Our analysts monitor regulatory trends in every jurisdiction where the firm operates and we work with regulators to manage financial market risk. You’ll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
The AML Transaction and Market Surveillance Group (TMSG) is responsible for coordinating the firm wide processes for investigating and reporting suspicious activity or transactions. This mandate discharged in several ways. For example, the Transaction and Market Surveillance Group conducts automated surveillance of transaction activity for evidence of unusual asset movements that could be probative of money laundering, terrorist financing, fraud, certain forms of market manipulation, or other improper conduct. The group also drives the design and implementation of enhance risk-based models and surveillances in this area.
The Analyst/ Associated in the Transaction and Market Surveillance Group is responsible for:
ABOUT GOLDMAN SACHS
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We’re committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at .
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:
© The Goldman Sachs Group, Inc., 2020. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
Job Description JOB DESCRIPTION Title: Oncology Virtual Account Specialist (South Atlantic & Great Lakes) Company: Ipsen Biopharmaceuticals Inc. Job Description:...Apply For This Job
__ Why join the Tri-State team? Each and every day we strive to live up to our mission of creating...Apply For This Job
BNP Paribas Newport Beach, CA Permanent Full-time At Bank of the West, our people are having a positive impact on...Apply For This Job
Job Description JOB DESCRIPTION Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education)...Apply For This Job
Posted: July 8, 2020 Location: Washington, DC Show Map Type: Full Time – Experienced Categories: Accounting, Finance Preferred Education: Masters...Apply For This Job
Ref ID: 02105-0011503313 Classification: Branch/Retail Banking Clerk Compensation: $13.00 to $16.00 hourly FS is looking for a Branch/Retail Banking Clerk...Apply For This Job